1+ months

Delegated Oversight & Execution Officer- ICG Operations Conduct Risk

Citigroup
Jersey City, NJ 07308
The **ICG Operations Conduct Risk- Delegated Oversight and Execution Officer (DOE),** as delegated by the Senior Conduct Risk Officer (SCRO), serves as conduct risk management related program manager, responsible for the implementation and execution of the conduct risk management program in their relevant organization (ICG Operations), with delegated authority for oversight of conduct risk identification, measurement, monitoring, controlling, and reporting. The DOE:


+ Serves as the senior ICG Operations Conduct Risk Management point of contact, responsible for developing the ICG Operations Conduct Risk Management engagement model and ensuring execution of all Conduct Risk Management responsibilities.

+ Works with key stakeholders (i.e., ICG Risk & Control- Conduct risk team, Conduct Risk- ICRM, Operations LoB Senior. management) to execute the Conduct Risk Management Framework.

+ Will establish and oversee a team of Conduct Risk Management Officers (CRMOs) to ensure appropriate Conduct Risk management coverage across ICG Operations.


**Responsibilities** include, but are not limited to **:**


+ Empowered by the SCRO, supports and provides oversight for implementation and execution of the conduct risk management program for their Product, Function, or Legal Entity scope of coverage

+ Provides quarterly state of conduct risk compliance reports/updates to their SCRO, Product, Function, or Legal Entity governance forum, and Conduct Risk ICRM for their Product, Function, or Legal Entity scope of coverage, as per the Conduct Risk Management Metrics and Reporting Procedure

+ Provides periodic reports and updates to their SCRO, Product, Function, or Legal Entity governance forum, and Conduct Risk ICRM regarding the identification and remediation of significant conduct risk exposures and control gaps, as appropriate

+ Assesses for potential conduct risk-relevant management gaps, incidents/issues, and emerging risks and escalates to Conduct Risk ICRM

+ Coordinates, as needed, conduct risk-related meetings with stakeholders to review significant incidents/issues and or recurring issue themes, develop corrective action plans (CAPs), and, if needed, request resources in alignment with remedial actions

+ Attends (or sends a delegate if unable to attend) the Conduct Risk Management Forum (the Forum) meetings

+ Responds to conduct risk-specific regulatory inquiries in coordination with Conduct Risk ICRM

+ Communicates applicable business or organizational changes that impact conduct risk management to Conduct Risk ICRM

+ Identifies and escalates to the SCRO when there are insufficient resources to effectively and efficiently perform the above responsibilities


**Qualifications:**


+ 15+ years relevant experience

+ Senior leader experienced in managing Conduct Risk and / or Operational Risk in Citi/other Financial Institutions.

+ Specific experience relating to Markets Operations, Securities Services Operations, Issuer Services Operations, TTS Operations or Loan Operations a plus.

+ Excellent Project management skills.

+ Excellent organizational skills, ability to multitask and adapt to change.

+ Excellent communication skills.

+ Strong problem-solving abilities.

+ Strong analytical skills both quantitative and qualitative.

+ Results oriented and tenacious

+ Strong Microsoft Excel/PowerPoint skills

+ Advanced Leadership skills Operates as a leader, with an understanding and appreciation for diverse backgrounds


**Education:**


+ Bachelors/University degree, Masters degree preferred and managerial experience


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**Job Family Group:**


Risk Management

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**Job Family:**


Operational Risk

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**Time Type:**


Full time

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Citi is an equal opportunity and affirmative action employer.


Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.


Citigroup Inc. and its subsidiaries ("Citi) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review **Accessibility at Citi (https://www.citigroup.com/citi/accessibility/application-accessibility.htm)** .


View the "EEO is the Law (https://www.dol.gov/sites/dolgov/files/ofccp/regs/compliance/posters/pdf/eeopost.pdf) " poster. View the EEO is the Law Supplement (https://www.dol.gov/sites/dolgov/files/ofccp/regs/compliance/posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) .


View the EEO Policy Statement (http://citi.com/citi/diversity/assets/pdf/eeo\_aa\_policy.pdf) .


View the Pay Transparency Posting (https://www.dol.gov/sites/dolgov/files/ofccp/pdf/pay-transp\_%20English\_formattedESQA508c.pdf)


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Effective November 1, 2021, Citi requires that all successful applicants for positions located in the United States or Puerto Rico be fully vaccinated against COVID-19 as a condition of employment and provide proof of such vaccination prior to commencement of employment.
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
Posted: 2022-06-01 Expires: 2022-09-01

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Delegated Oversight & Execution Officer- ICG Operations Conduct Risk

Citigroup
Jersey City, NJ 07308

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